Ronald Charles Bucchi

Current Employers

Employment History

• 05/2003 → 11/2017
  Ims Securities, Inc.
  Houston, TX
• 01/2016 → Present
  Westpark Wealth Advisors, Inc.
  Houston, TX
• 11/2017 → Present
  Calton & Associates, Inc.
  Houston, TX

Other Businesses

1) Name of Business: Flores & Bucchi Financial Services. Non-Investment related. Address: 13300 Old Blanco Road, Suite 250, San Antonio, TX 78216. Nature of Business: DBA for traditional fixed life insurance and annuity sales/service, LTC insurance sales/service, and traditional fixed annuity sales/service. Position/Title/Relationship: Owner. Start Date: 10/1983. Hours per month: 20. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Review insurance needs with existing clients or referred prospects, review proper ownership and beneficiary designations, policy rehabilitation, final expense planning, and sales when appropriate. Term insurance, traditional universal life insurance, whole life insurance, long term care insurance, and traditional fixed annuities. 2) Name of Business: Westpark Wealth Advisors. Investment related. Address: 13111 Westheimer Rd., Suite 475, Houston, TX 77077. Nature of Business: Fee-based managed money for clients through IMS Financial Advisors. Position/Title/Relationship: IAR. Hours per month: 32. Hours per month during Securities trading hours: 20%. Duties/Responsibilities: Qualify potential clients who would benefit from the services of a professional third-party investment advisor (TPFG), advise prospective clients on the advantages and disadvantages of obtaining such services, facilitating engagement of such service, and 3) Name of Business: Ronald C Bucchi. Non-Investment related. Address: 13300 Old Blanco Road, Suite 250, San Antonio, TX 78216. Nature of Business: Personal family budgeting and insurance policy review service. Position/Title/Relationship: Owner. Hours per month: 40. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Helping clients establish budgets, reviewing various insurance policies so that they better understand their risks. 4) Name of Business: Pacific Life Advisory Council. Investment related. Address: 700 Newport Center Drive, Newport Beach, CA 92660. Nature of Business: provide feedback from the field to Pacific Life on their advisory variable annuity operation and offering. Position: Non-paid member of an advisory council. Hours per month: 4. Hours per month during Securities trading hours: 0. Duties/Responsibilities: To provide feedback to Pacific Life on their advisory variable annuity operation and offering.

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-12-20

Designations

Other Names

• Ron Bucchi