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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-02-02 |
| AZ | RA | APPROVED | 2024-11-05 |
| TX | RA | APPROVED | 2024-11-01 |
Branch Locations
Cannon Beach, OR • United States
8501 North Scottsdale Rd Ste 150, Scottsdale, AZ 85253 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Scottsdale | AZ | 04/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 11/2016 | 11/2024 |
| Wells Fargo Advisors Financial Network, Llc | Scottsdale | AZ | 11/2024 | Present |
HAY THERE, LLC; INV RELATED; CASA GRANDE, AZ; INVESTMENT PROPERTY; 100% OWNERSHIP; START 4/14/2014; 4 HOURS PER MONTH, 0 DURING TRADING; OWNER. | ARIZONA FARM PRODUCTS, LLC; NOT INV RELATED; CASA GRANDE, AZ; 50% OWNERSHIP; START DATE 4/14/2014; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; GROWING ALFALFA, BERMUDA AND COTTON.| YUMA MOBILE LLC, NOT INV RELATED, YUMA, AZ, 100% OWNERSHIP; START: 11/1/2005; 1 HR PER MONTH; 0 HR DURING TRADING. OWNER.| MITCHELL SIVERTON SOLE PROPRIETORSHIP; INV RELATED; SCOTTSDALES, AZ; FINET PRACTICE; 100% OWNERSHIP; START DATE 11/04/2024; 3 HOURS PER MONTH; 3 HOURS DURING TRADING; FINANCIAL ADVISOR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-16 |
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