Clifford Charles Harris

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2025-11-10
GA	RA	APPROVED	2025-05-14
IN	RA	APPROVED	2024-01-19

MI RA
APPROVED

Since 2025-11-10
GA RA
APPROVED

Since 2025-05-14
IN RA
APPROVED

Since 2024-01-19

Branch Locations

Charlevoix, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Woodbury Financial Services	Tucson	AZ	08/2005	01/2024
Osaic Wealth, Inc.	Noblesville	IN	01/2024	Present

08/2005 → 01/2024

Woodbury Financial Services

Tucson, AZ
01/2024 → Present

Osaic Wealth, Inc.

Noblesville, IN

Previous Registrations

2007-02-01 → 2024-01-19

Woodbury Financial Services, Inc.

Noblesville, IN

Terre Haute, IN

Brazil, IN

Pittsburgh, PA

Other Businesses

1. HARRIS WEALTH MANAGEMENT POSITION: Owner of LLC NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/05/2014 ADDRESS: 14765 Lebanon Way, NOBLESVILLE IN 46062, United States DESCRIPTION: Fixed insurance for existing clients and family/friends.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-09-26
S63	Uniform Securities Agent State Law Examination	1985-12-17

S65 Uniform Investment Adviser Law Examination

2005-09-26
S63 Uniform Securities Agent State Law Examination

1985-12-17

Other Names

Cliff Harris

View on SEC IAPD