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Wimberly Dillard Mccoy

Stifel, Nicolaus & Company, Incorporated

New Orleans, LA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-11-12
LA RA APPROVED 2015-07-07
  • TX RA
    APPROVED_RES
    Since 2015-11-12
  • LA RA
    APPROVED
    Since 2015-07-07

Branch Locations

639 Loyola Avenue Suite 200, New Orleans, LA 70113 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Baton Rouge LA 07/2015 Present
Stifel, Nicolaus & Company, Incorporated Baton Rouge LA 07/2015 Present
Previous Registrations
  • 2005-03-24 → 2015-07-07
    Intl Advisory Consultants Inc.
    Birmingham, AL
  • 2004-10-22 → 2005-03-24
    Sterne, Agee & Leach, Inc.
    New Orleans, LA
    Lake Charles, LA
    Baton Rouge, LA
    Birmingham, AL
  • 2003-07-01 → 2004-11-16
    Wells Fargo Clearing Services, Llc
    New Orleans, LA
  • 1994-10-28 → 2003-07-01
    Prudential Equity Group, Llc
    New Orleans, LA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-24
S63 Uniform Securities Agent State Law Examination 1986-02-04
  • S65 Uniform Investment Adviser Law Examination
    1995-10-24
  • S63 Uniform Securities Agent State Law Examination
    1986-02-04
Other Names
  • Dillard Mccoy

View on SEC IAPD

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