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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-28 |
Branch Locations
8888 Keystone Crossing Ste 700, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Indianapolis | IN | 05/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Indianapolis | IN | 11/2016 | Present |
1.) SMALL POTATOES LLC, NOT INVESTMENT RELATED, 11305 PENDLETON PIKE;INDIANAPOLIS IN 46236, COMMERCIAL & RESIDENTIAL PROPERTIES, GENERAL PARTNER, 3 HOURS A MONTH NONE DURING TRADING HOURS, BOOKKEEPER 2.) INDYSIGNWORKS INC, NOT INVESTMENT RELATED, 942 S. MERIDIAN ST; INDIANAPOLIS IN 46225, COMMERICIAL SIGN SHOP, CONSULTANT, 3 HOURS A MONTH NO TIME SPENT DURING TRADING HOURS, CONSULTING AS NEEDED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-04-13 |
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