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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-03 |
| FL | RA | APPROVED | 2023-07-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Credit Suisse First Boston Llc | New York | NY | 08/1999 | 10/2019 |
| Mass Mutual Life Insurance Company | Cranbury | NJ | 02/2020 | 04/2021 |
| Mml Investors Services | Cranbury | NJ | 04/2020 | 04/2021 |
| Ameritas Life Insurance Company | Lincoln | NE | 04/2021 | 07/2023 |
| Ameritas Investment Company, Llc | Lincoln | NE | 04/2021 | 07/2023 |
| Ameritas Advisory Services, Llc | Lincoln | NE | 11/2021 | 07/2023 |
| Mclaughlin Financial Llc | Sarasota | FL | 03/2020 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2023 | Present |
| Unemployed | Sarasota | FL | 11/2019 | 03/2020 |
1) JUXTAN GROUP CORP, 1521 LAKEFRONT DR UNIT 210 SARASOTA FL 34240, 07/2023, OWNER, REAL ESTATE, NIR, 2 HR/MO 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA 52556, 07/12/2023, INVESTMENT ADVISOR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE, INV REL, 180 HR/MO 132 HR/MO TRADING 3) MCLAUGHLIN FINANCIAL, LLC, 1521 Lakefront Dr Unit 210, Sarasota FL 34240-1577, United States, 10/02/2023, Owner, Insurance/Benefits/Human Resources, NIR, 15 HR/MO - 2 HR/MO TRADING 4) 536 SINGLE RE, LLC, 33720 Singletary Rd, Myakka City FL 34251, United States, 04/15/2026, Owner, Sport/Fitness/Gaming, NIR, 20 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-16 |
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