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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-03
FL RA APPROVED 2023-07-19
  • TX RA
    APPROVED_RES
    Since 2024-01-03
  • FL RA
    APPROVED
    Since 2023-07-19

Branch Locations

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Credit Suisse First Boston Llc New York NY 08/1999 10/2019
Mass Mutual Life Insurance Company Cranbury NJ 02/2020 04/2021
Mml Investors Services Cranbury NJ 04/2020 04/2021
Ameritas Life Insurance Company Lincoln NE 04/2021 07/2023
Ameritas Investment Company, Llc Lincoln NE 04/2021 07/2023
Ameritas Advisory Services, Llc Lincoln NE 11/2021 07/2023
Mclaughlin Financial Llc Sarasota FL 03/2020 Present
Cambridge Investment Research, Inc. Fairfield IA 07/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2023 Present
Unemployed Sarasota FL 11/2019 03/2020
  • 08/1999 → 10/2019
    Credit Suisse First Boston Llc
    New York, NY
  • 02/2020 → 04/2021
    Mass Mutual Life Insurance Company
    Cranbury, NJ
  • 04/2020 → 04/2021
    Mml Investors Services
    Cranbury, NJ
  • 04/2021 → 07/2023
    Ameritas Life Insurance Company
    Lincoln, NE
  • 04/2021 → 07/2023
    Ameritas Investment Company, Llc
    Lincoln, NE
  • 11/2021 → 07/2023
    Lincoln, NE
  • 03/2020 → Present
    Mclaughlin Financial Llc
    Sarasota, FL
  • 07/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2023 → Present
    Fairfield, IA
  • 11/2019 → 03/2020
    Unemployed
    Sarasota, FL
Previous Registrations
Other Businesses

1) JUXTAN GROUP CORP, 1521 LAKEFRONT DR UNIT 210 SARASOTA FL 34240, 07/2023, OWNER, REAL ESTATE, NIR, 2 HR/MO 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA 52556, 07/12/2023, INVESTMENT ADVISOR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE, INV REL, 180 HR/MO 132 HR/MO TRADING 3) MCLAUGHLIN FINANCIAL, LLC, 1521 Lakefront Dr Unit 210, Sarasota FL 34240-1577, United States, 10/02/2023, Owner, Insurance/Benefits/Human Resources, NIR, 15 HR/MO - 2 HR/MO TRADING 4) 536 SINGLE RE, LLC, 33720 Singletary Rd, Myakka City FL 34251, United States, 04/15/2026, Owner, Sport/Fitness/Gaming, NIR, 20 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-14
S63 Uniform Securities Agent State Law Examination 2002-01-16
  • S65 Uniform Investment Adviser Law Examination
    2020-05-14
  • S63 Uniform Securities Agent State Law Examination
    2002-01-16
Other Names
  • Henry Courtney Mclaughlin

View on SEC IAPD

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