Frank Richard Emery

Current Employers

Employment History

• 04/2016 → 06/2021
  Voya Financial Advisors, Inc.
  Spotsylvania, VA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-06-08 → 2021-06-09
  Voya Financial Advisors, Inc.
  Grafton, MA
  Spotsylvania, VA
  Windsor, CT
• 2014-12-03 → 2016-06-08
  Osaic Services, Inc.
  Richmond, VA
  Spotsylvania, VA
• 2006-01-05 → 2014-11-21
  Voya Financial Advisors, Inc.
  Grafton, MA
  Spotsylvania, VA
• 2003-05-12 → 2005-12-31
  Emery Financial Services Inc.
  Potomac Falls, VA

Other Businesses

1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 10306 ROLLING RIDGE DR; SPOTSYVANIA; VA; 22553; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/8/2016; 160; 160; SALES OF FIXED INSURANCE PRODUCTS. 2. NAME OF ENTITY:EMERY WEALTH MANAGEMENT LLC; Yes; 10306 ROLLING RIDGE DR; SPOTSYVANIA; VA; 22553; FINANCIAL SERVICES/DBA; OWNER; 1/2/2017; 160; 160; DBA FOR SALE OF FIXED AND SECURITIES PRODUCTS 3. NAME OF OTHER BUSINESS: EDUCATION FUNDING FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 1970 WEST OLD MAGEE TRAIL, ORO VALLEY, AZ, 85704; NATURE OF BUSINESS: QUALIFY HIGH SCHOOL CHILDREN TO APPLY FOR COLLEGE GRANTS START DATE: 03/2022 POSITION/TITLE/RELATIONSHIP: EDUCATION FUNDING FOUNDATION REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: MEET WITH PARENTS AND STUDENTS, COMPLETE PAPERWORK, AND FORWARD TO HOME OFFICE TO MAKE CONTACT;

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-09
• S63 Uniform Securities Agent State Law Examination
  1994-02-14