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Loretta S Beardeaux-Proulx

Janney Montgomery Scott LLC

Ponte Vedra Beach, FL

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-30
FL RA APPROVED 2024-01-30
CO RA APPROVED 2024-01-29
  • CA RA
    APPROVED
    Since 2024-01-30
  • FL RA
    APPROVED
    Since 2024-01-30
  • CO RA
    APPROVED
    Since 2024-01-29

Branch Locations

814 North Highway A1A Suite 203, Ponte Vedra Beach, FL 32082-3298 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Irvine CA 10/2008 03/2017
Ubs Financial Services Inc Ponte Vedra Beach FL 03/2017 01/2024
Janney Montgomery Scott Llc Ponte Vedra FL 01/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-05
S63 Uniform Securities Agent State Law Examination 1992-05-01
  • S66 Uniform Combined State Law Examination
    2007-06-05
  • S63 Uniform Securities Agent State Law Examination
    1992-05-01
Other Names
  • Loretta Beardeauxproulx
  • Lori Sue Beardeaux
  • Lori Sue Beardeauxproulx

View on SEC IAPD

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DAVID ADAM SIEGEL
PATRICK ALAN RILEY
LORI DENISE BAYLER

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · PONTE VEDRA BEACH, FL
SAWGRASS ASSET MANAGEMENT LLC · PONTE VEDRA BEACH, FL
CORAL REEF ADVISORS LLC · PONTE VEDRA BEACH, FL
RAYMOND JAMES & ASSOCIATES, INC. · Ponte Vedra Beach, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Ponte Vedra Beach, FL
KESTRA ADVISORY SERVICES, LLC · Ponte Vedra Beach, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PONTE VEDRA BEACH, FL
J.P. MORGAN SECURITIES LLC · Ponte Vedra Beach, FL

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