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199 Figueroa St. Suite 101-A, Ventura, CA 93001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-17 |
Branch Locations
199 Figueroa St. Suite 101-A, Ventura, CA 93001 • United States
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-21 |
| NC | RA | APPROVED | 2022-01-21 |
| TX | RA | APPROVED | 2022-01-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Renaissance Group, Llc | Ventura | CA | 11/2006 | 12/2017 |
| Cetera Advisors Llc | Denver | CO | 05/2015 | 01/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2022 | Present |
| The Renaissance Group, Llc | Ventury | CA | 01/1996 | Present |
| P&G Enterprise, Llc Dba The Renaissance Group, Llc | Ventura | CA | 06/2022 | Present |
1. FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; FIXED INSURANCE; START 5/2015; 2 HOURS/WEEK; VARIES DURING TRADING AND NON-TRADING HOURS; INSURANCE AGENT; SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE. 2. SAFE HARBOR PUBLISHING, 3724 Players Club Drive Southeast, Southport NC 28461, 01/2010, Owner, Author/Educator/Podcast/Speaker, NIR, 0 HR/MO, 0 HR/MO TRADING. 3. THE RENAISSANCE GROUP, LLC; INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; DBA FOR SECURITIES PRACTICE; START 10/1997; OVER 40 HOURS/WEEK DURING SECURITIES TRADING HOURS; OWNER. 4. REGISTERED INVESTMENT ADVISOR: THE RENAISSANCE GROUP, LLC; INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; OUTSIDE RIA; ADVISORY REPRESENTATIVE; START 8/1996; OVER 40 HOURS/WEEK DURING SECURITIES TRADING HOURS; OWNER. 5. CIRA / 1776 PLEASANT PLAIN RD, FAIRFIELD, IA 52556 / AS ADVISORY REP OF A RIA / INV REL / 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 6. SAFE HARBOR INTERNATIONAL PRODUCTIONS, 3724 Players Club Drive Southeast, SOUTHPORT NC 28461, 03/2025, Owner, Author/Educator/Podcast/Speaker, NIR, 20 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-05-16 |
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