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William James Greco

Ubs Financial Services Inc.

Cromwell, CT

Santa Rose Beach, FL

Hartford, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-12
OK RA APPROVED 1999-08-13
TX RA APPROVED_RES 1993-03-23
CT RA APPROVED 1991-09-09
  • FL RA
    APPROVED
    Since 2021-10-12
  • OK RA
    APPROVED
    Since 1999-08-13
  • TX RA
    APPROVED_RES
    Since 1993-03-23
  • CT RA
    APPROVED
    Since 1991-09-09

Branch Locations

Cromwell, CT • United States

Santa Rose Beach, FL • United States

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Hartford CT 01/1988 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-05-19
S63 Uniform Securities Agent State Law Examination 1985-11-13
  • S65 Uniform Investment Adviser Law Examination
    1992-05-19
  • S63 Uniform Securities Agent State Law Examination
    1985-11-13

View on SEC IAPD

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