David Edwin Hope

Current Employers

Lanark Financial, Inc.

1927 First Avenue North, Birmingham, AL 35203 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-01-09
AL	RA	APPROVED	2011-01-05

FL RA
APPROVED

Since 2026-01-09
AL RA
APPROVED

Since 2011-01-05

Branch Locations

1736 Oxmoor Road Suite 204, Birmingham, AL 35209 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Uvest Financial Services Group, Inc.	Charlotte	NC	04/2006	Present
Nbc Securities, Inc.	Birmingham	AL	12/2010	Present

04/2006 → Present

Uvest Financial Services Group, Inc.

Charlotte, NC
12/2010 → Present

Nbc Securities, Inc.

Birmingham, AL

Previous Registrations

2006-12-18 → 2010-12-07

Uvest Financial Services Group, Inc.

Gardendale, AL

Mountain Brook, AL

Pelham, AL

Hoover, AL

Trussville, AL

Warrior, AL

Birmingham, AL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-15
S65	Uniform Investment Adviser Law Examination	1992-01-24
S63	Uniform Securities Agent State Law Examination	1985-11-26

S66 Uniform Combined State Law Examination

2006-12-15
S65 Uniform Investment Adviser Law Examination

1992-01-24
S63 Uniform Securities Agent State Law Examination

1985-11-26