Wilfred E Cortez

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2002-08-19

LA RA
APPROVED

Since 2002-08-19

Branch Locations

Slidell, LA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Will Cortez	Baton Rouge	LA	01/1990	Present
Spc	Ann Arbor	MI	02/2002	Present
Parkland Securities	Ann Arbor	MI	08/2014	Present

01/1990 → Present

Will Cortez

Baton Rouge, LA
02/2002 → Present

Spc

Ann Arbor, MI
08/2014 → Present

Parkland Securities

Ann Arbor, MI

Other Businesses

Will Cortez Insurance Agency, Inc., Slidell, LA. Sale of Life, Health, Cancer and Medicare supplements through various insurance companies. Start date: 1/27/1992, approx. 1 hr/mo with 50% during mkt hrs. INV REL: Y

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-22
S63	Uniform Securities Agent State Law Examination	1995-12-15

S65 Uniform Investment Adviser Law Examination

1999-11-22
S63 Uniform Securities Agent State Law Examination

1995-12-15

Other Names

Will Cortez
Wilfred E Jr Cortez

View on SEC IAPD