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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| WA | RA | APPROVED | 2020-10-01 |
Branch Locations
11004 Ne 11Th Street Suite 110, Bellevue, WA 98004 • United States
11004 Ne 11Th Street Suite 110, Bellevue, WA 98004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2001-05-23 |
Branch Locations
11004 Ne 11Th Street Suite 110, Bellevue, WA 98004-4580 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc | Seattle | WA | 04/2001 | 10/2020 |
| Financial Advisory Partners | Bellevue | WA | 04/2001 | Present |
| Commonwealth Financial Network | San Diego | CA | 10/2020 | Present |
| Fap, Llc. | Renton | WA | 07/2020 | Present |
1. Fixed insurance sales, as an Agent, under the name 'Financial Advisory Partners'; As of 1986; 2% of time spent during business hours; Conducted at branch; Investment related. 2. IAR of FAP, LLC offering financial planning services; As of 7/27/2020; conducted at branch location; 5% of time spent during business day; Investment related. 3. Owner, FAP, LLC, a private entity established to facilitate advisory business; as of 05/23/2001; 20% of time spent during business hours; Conducted at branch; Investment related. 4. Owner, FAP, LLC, an entity created for the purpose of buying and managing commercial real estate in Bellevue, WA, as of 05/23/2001; 20% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-12-02 |
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