Best Investors Account Sign in
Inactive

Rick Jay Weber

Avalan, LLC

Santa Barbara, CA

Claim This Profile
Current Employers
Avalan, Llc

233 E Carillo Suite B, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-15
  • CA RA
    APPROVED
    Since 2023-05-15

Branch Locations

233 E Carillo Suite B, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avalan Llc Santa Barbara CA 03/2023 Present
Motecito Bank And Trust Montecito CA 01/2020 12/2022
P. Schoenfeld Asset Management New York City NY 10/2008 01/2020
  • 03/2023 → Present
    Avalan Llc
    Santa Barbara, CA
  • 01/2020 → 12/2022
    Motecito Bank And Trust
    Montecito, CA
  • 10/2008 → 01/2020
    P. Schoenfeld Asset Management
    New York City, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-10
S63 Uniform Securities Agent State Law Examination 2006-07-10
  • S65 Uniform Investment Adviser Law Examination
    2023-02-10
  • S63 Uniform Securities Agent State Law Examination
    2006-07-10

View on SEC IAPD

More in Santa Barbara, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor