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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-14
AZ RA APPROVED 2017-01-03
TX RA APPROVED_RES 2016-08-12
WI RA APPROVED 1988-06-23
  • FL RA
    APPROVED
    Since 2018-08-14
  • AZ RA
    APPROVED
    Since 2017-01-03
  • TX RA
    APPROVED_RES
    Since 2016-08-12
  • WI RA
    APPROVED
    Since 1988-06-23

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Peoria, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Milwaukee WI 09/1985 Present
Other Businesses

Name and Address: John Luy 146 LLC 752 Sheffield Ct Grafton, WI 53024 Nature of Entity:8 Family Apartment building rented out at 146 S. 84th Street, Milwaukee, WI 53214 Responsibilities in this role: Owner Hours Devoted: 20-40 hours per year Name and Address: John Luy 1639 LLC 752 Sheffield Court Grafton, WI 53024 Nature of Entity: Duplex owned and rented out at 1639-41 S. 30th Street, Milwaukee, WI Responsibilities in this role: Owner Hours Devoted:10-20 hours per year Name and Address: John Luy 3031 LLC 752 Sheffield Ct Grafton, WI 53024 Nature of Entity: Duplex owned and rented at 3031-33 N. Humboldt Blvd, Milwaukee, WI 53212 Responsibilities in this role: Owner Hours Devoted: 10-20 hours per year Name and Address: John Luy 3429 LLC 752 Sheffield Ct Grafton, WI 53024 Nature of Entity: Duplex owned and rented at 3429-31 W. Highland Blvd, Milwaukee, WI Responsibilities in this role: Owner Hours Devoted: 10-20 hours per year

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-22
S63 Uniform Securities Agent State Law Examination 1988-01-11
  • S66 Uniform Combined State Law Examination
    2003-10-22
  • S63 Uniform Securities Agent State Law Examination
    1988-01-11

View on SEC IAPD

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