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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-25 |
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
200 Broadhollow Rd Ste 302, Melville, NY 11747 • United States
Islip, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Woodbury | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Woodbury | NY | 11/2016 | 02/2019 |
| Ameriprise Financial Services, Inc. | Melville | NY | 02/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Melville | NY | 03/2020 | Present |
Other Business Activities; Islip Rotary Club; member of non-proft organization whose goal is "service above self" volunteer to assist others; n/a no physical office, , see above, NY, 00000; Not Investment-Related; 02/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-15 |
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