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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-25
NY RA APPROVED 2021-04-16
  • TX RA
    APPROVED
    Since 2024-11-25
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

200 Broadhollow Rd Ste 302, Melville, NY 11747 • United States

Islip, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Woodbury NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Woodbury NY 11/2016 02/2019
Ameriprise Financial Services, Inc. Melville NY 02/2019 03/2020
Ameriprise Financial Services, Llc Melville NY 03/2020 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Woodbury, NY
  • 11/2016 → 02/2019
    Wells Fargo Clearing Services, Llc
    Woodbury, NY
  • 02/2019 → 03/2020
    Ameriprise Financial Services, Inc.
    Melville, NY
  • 03/2020 → Present
    Melville, NY
Other Businesses

Other Business Activities; Islip Rotary Club; member of non-proft organization whose goal is "service above self" volunteer to assist others; n/a no physical office, , see above, NY, 00000; Not Investment-Related; 02/01/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-28
S63 Uniform Securities Agent State Law Examination 1986-04-15
  • S65 Uniform Investment Adviser Law Examination
    1992-12-28
  • S63 Uniform Securities Agent State Law Examination
    1986-04-15
Other Names
  • Cheryl Ann Rambler
  • Cheryl A. Rambler Goveia

View on SEC IAPD

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