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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-18 |
| MA | RA | APPROVED | 2021-03-24 |
Branch Locations
155 Federal Street Suite 602, Boston, MA 02110 • United States
Kingston, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Winslow, Evans & Crocker, Inc. | Boston | MA | 01/2011 | 03/2021 |
| National Securities Corporation | Boston | MA | 03/2021 | 07/2022 |
| B. Riley Wealth Advisors | Boston | MA | 03/2021 | Present |
| B. Riley Wealth Management | Boston | MA | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-21 |
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