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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-18
CA RA APPROVED 2017-07-21
  • TX RA
    APPROVED_RES
    Since 2019-07-18
  • CA RA
    APPROVED
    Since 2017-07-21

Branch Locations

2815 Townsgate Rd, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial Camarillo CA 02/2015 10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westlake Village CA 06/2017 Present
Kelly Services Global Troy MO 10/2016 01/2017
Independent Capital Management Camarillo CA 02/2017 05/2017
Bank Of America, N.A. Westlake Village CA 08/2017 Present
  • 02/2015 → 10/2016
    Sagepoint Financial
    Camarillo, CA
  • 06/2017 → Present
    Westlake Village, CA
  • 10/2016 → 01/2017
    Kelly Services Global
    Troy, MO
  • 02/2017 → 05/2017
    Independent Capital Management
    Camarillo, CA
  • 08/2017 → Present
    Bank Of America, N.A.
    Westlake Village, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-26
  • S66 Uniform Combined State Law Examination
    2012-10-26
Other Names
  • Linda J Farmer
  • Linda Jeanne Farmer
  • Linda Jeanne Mead

View on SEC IAPD

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