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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-20 |
Branch Locations
521 5Th Avenue 12Th Floor, New York, NY 10175 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Paramus | NJ | 06/2009 | 10/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2019 |
| Wells Fargo Clearing Services Llc | Paramus | NJ | 10/2019 | 04/2026 |
| Us Capital Wealth Advisors Llc | New York | NY | 04/2026 | 06/2026 |
| Usca Securities Llc | New York | NY | 04/2026 | Present |
| Arax Advisory Partners | New York | NY | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-18 |
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