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William Henry Roach

Globalt Investments

Atlanta, GA

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Current Employers
Globalt Investments

3200 Windy Hill Road, Se Suite 1550E, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-11-20
  • GA RA
    APPROVED
    Since 2023-11-20

Branch Locations

3200 Windy Hill Road, Se Suite 1550E, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Globalt Investments, Sid Synovus Trust Co Succesor,Globalt Inc Atlanta GA 12/1991 11/2023
Globalt Investments Llc (Successor) Atlanta GA 12/1991 Present
  • 12/1991 → 11/2023
    Globalt Investments, Sid Synovus Trust Co Succesor,Globalt Inc
    Atlanta, GA
  • 12/1991 → Present
    Globalt Investments Llc (Successor)
    Atlanta, GA
Previous Registrations
  • 2013-08-14 → 2023-12-11
    Globalt Investments
    Atlanta, GA
  • 2003-03-28 → 2013-08-06
    Globalt Inc
    Atlanta, GA
  • 2006-11-22 → 2007-05-30
    Synovus Investment Advisors, Inc.
    Columbus, GA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-12-06
  • S63 Uniform Securities Agent State Law Examination
    1985-12-06

View on SEC IAPD

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