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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-05-26 |
| MN | RA | APPROVED | 2017-03-25 |
Branch Locations
807 Las Cimas Pkwy Bldg 2, Suite 275, Austin, TX 78746 • United States
Lago Vista, TX • United States
2 Carlson Parkway Ste 320, Plymouth, MN 55447 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Plymouth | MN | 07/2008 | 03/2017 |
| Massmutual Life Insurance Co | Austin | TX | 07/2016 | Present |
| Mml Investors Services, Llc | Austin | TX | 03/2017 | Present |
(1) NAME: KADA ACRES, LLC INV REL: Y ADD: 64726 CALVIN CENTER RD, CASSOPOLIS, MI 49031 NATURE: REAL ESTATE POSITION: OWNERSHIP START DATE: 9/01/2007 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 3 (2) NAME: ANITA L HAWKS INSTRUCTOR CFP(R) AND CRPS(R) INV REL: N ADDR: UTA BLDG, STE 2.408, 1616 GUADALUPE ST, AUSTIN, TX 78701 NATURE: TEACHING CFP CERTIFICATION CLASSES POSITION: INSTRUCTOR START DATE: 02/01/2024 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 0 DUTIES: TEACHING STUDENTS IN PERSON AND ZOOM
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-03 |
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