David Sanford James

Current Employers

Coastal Bridge Advisors

54 Wilton Road 1St Floor, Westport, CT 06880 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2026-07-20
ID	RA	APPROVED	2026-07-15
CA	RA	APPROVED	2025-11-26

NV RA
APPROVED

Since 2026-07-20
ID RA
APPROVED

Since 2026-07-15
CA RA
APPROVED

Since 2025-11-26

Branch Locations

Eagle, ID • United States

54 Wilton Road 1St Floor, Westport, CT 06880 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Coastal Bridge Advisors, Llc	Westport	CT	09/2016	Present

09/2016 → Present

Coastal Bridge Advisors, Llc

Westport, CT

Previous Registrations

2011-05-13 → 2016-09-09

Ubs Financial Services Inc.

Los Angeles, CA
2003-01-03 → 2011-05-17

Oppenheimer & Co. Inc.

Los Angeles, CA

Los Angeles, CA
2003-04-15 → 2007-11-12

Oppenheimer Asset Management

New York, NY
1997-11-10 → 2003-01-03

Cibc World Markets Corp.

Los Angeles, CA

Other Businesses

GRETCHEN RODKEY CLARK 2006 INSURANCE TRUST / MANHATTAN BEACH, CA 90266 / TRUST / INSURANCE TRUST / TRUSTEE / TRUSTEE / INSURE THE PREMIUMS GET PAID / START DATE 11/03/2006.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-07-16
S63	Uniform Securities Agent State Law Examination	1985-12-04

S65 Uniform Investment Adviser Law Examination

1993-07-16
S63 Uniform Securities Agent State Law Examination

1985-12-04

View on SEC IAPD