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Lawrence Neil Lotwin

Ux Wealth Partners LLC

Centennial, CO

Carlsbad, CA

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Current Employers
Ux Wealth Partners Llc

7200 S Alton Way Suite A-250, Centennial, CO 80112 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-09
  • CA RA
    APPROVED
    Since 2021-07-09

Branch Locations

7200 S Alton Way Suite A-250, Centennial, CO 80112 • United States

Carlsbad, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Walnut Creek CA 04/2015 05/2017
Alt Fund Distributors Llc Littleton CO 05/2017 06/2017
Gf Investment Services, Llc Sarasota FL 08/2017 01/2020
Global Financial Private Capital Sarasota FL 06/2017 01/2020
Alphastar Capital Management, Llc Cornelius NC 03/2020 05/2021
Ux Wealth Partners, Llc Centennial CO 06/2021 Present
  • 04/2015 → 05/2017
    Sii
    Walnut Creek, CA
  • 05/2017 → 06/2017
    Alt Fund Distributors Llc
    Littleton, CO
  • 08/2017 → 01/2020
    Gf Investment Services, Llc
    Sarasota, FL
  • 06/2017 → 01/2020
    Global Financial Private Capital
    Sarasota, FL
  • 03/2020 → 05/2021
    Alphastar Capital Management, Llc
    Cornelius, NC
  • 06/2021 → Present
    Ux Wealth Partners, Llc
    Centennial, CO
Previous Registrations
  • 2020-10-29 → 2021-05-25
    Alphastar Capital Management
    Carlsbad, CA
    Cornelius, NC
  • 2017-08-22 → 2020-01-17
    Global Financial Private Capital, Inc.
    Carlsbad, CA
    Sarasota, FL
  • 2015-04-29 → 2017-05-26
    Signator Investors, Inc.
    Lafayette, CA
    Irvine, CA
  • 2003-02-05 → 2015-04-09
    Curian Capital, Llc
    Denver, CO
    Denver, CO
  • 1999-10-04 → 2002-05-13
    Prudential Equity Group, Llc
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-25
S63 Uniform Securities Agent State Law Examination 1985-12-30
  • S65 Uniform Investment Adviser Law Examination
    1996-03-25
  • S63 Uniform Securities Agent State Law Examination
    1985-12-30
Other Names
  • Lawrence Neil Lotwin
  • Larry Lotwin
  • Larry Neil Lotwin
  • Larry Lotwin

View on SEC IAPD

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