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Sue Badgley

Rockefeller Financial LLC

Los Angeles, CA

San Diego, CA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-09-08
TX RA APPROVED 2020-09-04
  • CA RA
    APPROVED
    Since 2020-09-08
  • TX RA
    APPROVED
    Since 2020-09-04

Branch Locations

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oakland CA 08/1981 09/2020
Rockefeller Financial Llc San Francisco CA 09/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-03
S63 Uniform Securities Agent State Law Examination 1991-06-12
  • S66 Uniform Combined State Law Examination
    2002-10-03
  • S63 Uniform Securities Agent State Law Examination
    1991-06-12
Other Names
  • Susan Marie Murphy
  • Sue Murphy
  • Susan Dykstra

View on SEC IAPD

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