Richard Gerald Coleman

Current Employers

Latitude Advisors, Llc

Yorkville, IL • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2019-09-30

PA RA
APPROVED

Since 2019-09-30

Branch Locations

Yorkville, IL • United States

Po Box 10591, Erie, PA 16514 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
H. Beck, Inc.	Rockville	MD	04/2004	09/2019
Gwn Securities, Inc.	Palm Beach Gardens	FL	09/2019	Present
Latitude Advisors, Llc	Vero Beach	FL	09/2019	Present

04/2004 → 09/2019

H. Beck, Inc.

Rockville, MD
09/2019 → Present

Gwn Securities, Inc.

Palm Beach Gardens, FL
09/2019 → Present

Latitude Advisors, Llc

Vero Beach, FL

Previous Registrations

2004-04-28 → 2019-10-02

Grove Point Investments, Llc

Erie, PA

Erie, PA
2003-10-24 → 2004-04-28

Main Street Management Company

Erie, PA

Other Businesses

COLEMANLatitud FINANCIAL SERVICES - INSURANCE (Life, Accident & Health, Variable Life, Variable Annuities) POSITION: Owner NATURE: Insurance Sales (Investment-Related OBA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 02/05/1986 ADDRESS: 2139 Gatesmill Dr., Erie PA 16510 DESCRIPTION: I analyze the client's insurance needs, and make recommendations accordingly. If the purchase of insurance is needed, I offer to help the client with the purchase. LATITUDE ADVISORS, LLC - Position: Investment Advisor Representative Investment Related: Yes No of Hours: 20 Securities Trading Hours: 20 Start Date: 09/2019 - ADDRESS: 2139 Gatesmill Dr., Erie PA 16510 DESCRIPTION: I analyze the client's financial needs, and make recommendations accordingly. If advisory services are needed, we set up an account. INVESTMENT ADVISORY SERVICES POSITION: Owner NATURE: Investment Advisory Representative INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 03/31/1994 ADDRESS: 2139 Gatesmill Dr., Erie PA 16510, United States DESCRIPTION: When the situation calls for it. I place my clients in Managed Funds, or enter into a financial planning contract for advisory services. LIFE INSURANCE POSITION: Owner NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/1986 ADDRESS: 2139 Gatesmill Dr., Erie PA 16510, United States DESCRIPTION: I analyze the client's insurance needs, and make recommendations accordingly. If the purchase of insurance is needed, I offer to help the client with the purchase.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-10-31

S63 Uniform Securities Agent State Law Examination

1985-10-31

Designations

Other Names

Richard G Coleman
Rick Coleman

View on SEC IAPD