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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-05-16
  • IL RA
    APPROVED
    Since 2025-05-16

Branch Locations

Swansea, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cutter & Company, Inc Ballwin MO 05/2008 05/2025
Prospera Financial Services, Inc. Dallas TX 05/2025 Present
Previous Registrations
  • 2008-05-02 → 2025-05-16
    Cutter & Company, Inc.
    Swansea, IL
    Ballwin, MO
    Swansea, IL
  • 2007-04-02 → 2008-05-05
    Morgan Stanley & Co. Llc
    Shiloh, IL
  • 2005-07-15 → 2007-04-02
    Morgan Stanley Dw Inc.
    Shiloh, IL
    Shiloh, IL
Other Businesses

1) MID AMERICA MOONWALKS, 45 BETTINA DRIVE SWANSEA, IL, NOT INVESTMENT RELATED, RENTAL OF INFALTABLE BOUNCE HOUSES AND SLIDES, SECRETARY, 25 HOURS/WEEK, 5 HOURS/WEEK DURING TRADING HOURS, DUTIES INCLUDE DELIVERY AND MAINTIANING RESERVATIONS FOR CLIENTS. 2) GTR LONDON LLC, 5 BLUFF CT, FAIRVIEW HTS IL 62208, NOT INVESTMENT RELATED, REAL ESTATE HOLDINGS CO, CO-OWNER WITH WIFE TANJA LONDON, ONE HOUR A WEEK NOT DURING TRADING HOURS, REAL ESTATE HOLDINGS CO FOR THE BUILDING. 3) CUTTER AND COMPANY BROKERAGE, INC; INVESTMENT RELATED - YES; 15415 CLAYTON RD BALLWIN, MO 63011; DBA; ADVISOR; 05/2025; 160 HOURS PER MONTH; 160 HOURS DURING TRADING HOURS; PROVIDING FINANCIAL PLANNING AND INVESTMENT RELATED SERVICES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-14
  • S66 Uniform Combined State Law Examination
    2005-07-14
Other Names
  • G Chris London
  • Chris London

View on SEC IAPD

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