Stacy Mari Goldsmith

Current Employers

Rpm Capital Management, Llc

Corona Del Mar, CA • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-02-19

NJ RA
APPROVED

Since 2026-02-19

Branch Locations

Hackensack, NJ • United States

Corona Del Mar, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Herbert J Sims	Iselin	NJ	02/2012	12/2024
Unemployed	Hackensack	NJ	12/2024	06/2025
Rpm Capital Management, Llc	Rye Brook	NY	06/2025	Present

02/2012 → 12/2024

Herbert J Sims

Iselin, NJ
12/2024 → 06/2025

Unemployed

Hackensack, NJ
06/2025 → Present

Rpm Capital Management, Llc

Rye Brook, NY

Previous Registrations

2020-02-14 → 2024-12-03

Herbert J. Sims Capital Management, Inc.

Red Bank, NJ
2016-05-24 → 2020-02-03

Herbert J. Sims Capital Management, Inc.

Iselin, NJ

Fairfield, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-08-25
S63	Uniform Securities Agent State Law Examination	1985-11-26

S66 Uniform Combined State Law Examination

2011-08-25
S63 Uniform Securities Agent State Law Examination

1985-11-26

Other Names

Stacy Goldsmith

View on SEC IAPD