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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 1999-12-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| N.Y. Life Ins. Co | Boston | MA | 05/1985 | Present |
| Nylife Securities Inc. | Waltham | MA | 11/1985 | Present |
| The Incentive Group Llc | Waltham | MA | 12/2009 | 08/2021 |
| The Hilb Group Of New England, Llc | Waltham | MA | 09/2019 | Present |
[APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 201 JONES RD 5TH FLOOR WALTHAM MA 02451; INVESTMENT RELATED; START DATE 8/2021; 20 HOURS PER MONTH AND DURING SECURITIES HOURS; INSURANCE BROKER] [RENTAL PROPERTY; RENTAL REAL ESTATE; RT 16 NORTH CONWAY, NH; START DATE 12/1999; ROLE/TITLE: OWNER; INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [THG Acquisition LLC; Employee Benefits Broke-sales of employee benefits to the hill group off new England- part of sales agreement Series A Unit purchaser; 6802 Paragon Place, Richmond, VA 23230; Start Date 09/2019; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF THE HILB GROUP OF NEW ENGLAND, LLC FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; WALTHAM, MA; START DATE: 03/2020] [HILB Group of New England LLC; Employee Benefits Insurance Brokers; 6802 Paragon Place, Richmond, VA 23230; Start Date 09/2019; Role/Title: Independent Contractor; Investment Related; 40 hours per month; 30 hours per month during securities trading hours] [Hilb Group Equity Program; Employee benefits & Liability Insurance Brokerage; 6802 Paragon Place, Suite 200, Richmond, Virginia 23230; Start Date 02/2022; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor] [The Pinebrook Group; This would be an opportunity to invest as a limited partner in the acquisition of a high end fitness club along with the real estate where it is located.; Thoreau Club, Concord, Ma; Start Date 04/2022; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor] [The Pinebrook Group - All Sport Health & Fitness; Sports & Fitness facility; 17 Old Main Street, Fishkill, NY 12524; Start Date 01/2024; Role/Title: Passive Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Stonehurst Village Association; Condominium Owners Association ; 3351 White Mountain Highway, North Conway, NH 03860; Start Date 11/2023; Role/Title: Board Member; Investment Related; 2 hours per month; 0 hours per month during securities trading hours][Pinebrook Bray Wanderers Investor Partnership; Professional Soccer Club; Carlisle Grounds, Quinsborough Road, Bray, County Wicklow, Ireland; Start Date 08/2025; Role/Title: Passive Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours][Pinebrook Fit Club; Fitness club; 584 N State Road, Briarcliff Manor, NY 10510; Start Date 08/2025; Role/Title: Passive Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-06 |
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