Best Investors
Account
Sign in
1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2005-06-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2005 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2005 | Present |
1. BUSINESS: MEMBER OF A LIMITED LIABILITY COMPANY NAME & ADDRESS: The CT Grp, LLC 500 Post Rd. East Westport, CT 06880 POSITION: MEMBER ROLE/RESPONSIBILITIES: COST SHARING ENTITY START DATE: 12/6/2006 NUMBER OF HOURS PER MONTH: 0 YEARLY COMPENSATION: $0 2. NAME OF ENTITY: THE ROBEY CHARITABLE TRUST 9 BRISBANE COURT SAVANNAH, GA 31411 TYPE OF BUSINESS/SERVICES PROVIDED: MEET WITH CURRENT AND POTENTIAL SCHOLARSHIP RECIPIENTS AND THEIR SCHOOL BOARDS. POSITION: CO-TRUSTEE OF A FAMILY OPERATED 501(C)3 # OF HOURS PER MONTH: 5 AVERAGE MONTHLY COMPENSATION: $0 START DATE: 01/01/10 NON-INVESTMENT RELATED; NON Equitable-NETWORK APPOINTMENT; Trustee of Mother's Trust account;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-22 |
Reach out to this advisor