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Matthew Joseph Robey

Equitable Advisors, LLC

Westport, CT

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2005-06-01
  • CT RA
    APPROVED
    Since 2005-06-01

Branch Locations

500 Post Road East, Westport, CT 06880 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2005 06/2020
Equitable Advisors, Llc New York NY 06/2005 Present
Previous Registrations
  • 2002-04-25 → 2005-06-01
    Mony Securities Corporation
    New York, NY
Other Businesses

1. BUSINESS: MEMBER OF A LIMITED LIABILITY COMPANY NAME & ADDRESS: The CT Grp, LLC 500 Post Rd. East Westport, CT 06880 POSITION: MEMBER ROLE/RESPONSIBILITIES: COST SHARING ENTITY START DATE: 12/6/2006 NUMBER OF HOURS PER MONTH: 0 YEARLY COMPENSATION: $0 2. NAME OF ENTITY: THE ROBEY CHARITABLE TRUST 9 BRISBANE COURT SAVANNAH, GA 31411 TYPE OF BUSINESS/SERVICES PROVIDED: MEET WITH CURRENT AND POTENTIAL SCHOLARSHIP RECIPIENTS AND THEIR SCHOOL BOARDS. POSITION: CO-TRUSTEE OF A FAMILY OPERATED 501(C)3 # OF HOURS PER MONTH: 5 AVERAGE MONTHLY COMPENSATION: $0 START DATE: 01/01/10 NON-INVESTMENT RELATED&#59; NON Equitable-NETWORK APPOINTMENT&#59; Trustee of Mother's Trust account&#59;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-02
S63 Uniform Securities Agent State Law Examination 1993-07-22
  • S65 Uniform Investment Adviser Law Examination
    1997-10-02
  • S63 Uniform Securities Agent State Law Examination
    1993-07-22
Designations
Other Names
  • Matt Robey

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