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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-14
TX RA APPROVED_RES 2018-01-04
NM RA APPROVED 2012-08-29
IL RA APPROVED 2009-01-02
  • FL RA
    APPROVED
    Since 2022-02-14
  • TX RA
    APPROVED_RES
    Since 2018-01-04
  • NM RA
    APPROVED
    Since 2012-08-29
  • IL RA
    APPROVED
    Since 2009-01-02

Branch Locations

3416 Harlem Ave, Riverside, IL 60546 • United States

1000 Jorie Blvd. Suite 208, Oak Brook, IL 60523 • United States

Venice, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Glen Ellyn IL 09/2008 Present
Investment Centers Of Illinois Glen Ellyn IL 10/2008 Present
Raymond James Financial Services Advisors, Inc Riverside IL 01/2009 Present
Johnson Financial Strategies North Riverside IL 08/2010 Present
Next Millennium, Inc. Riverside IL 10/2008 Present
N/A - Rental Real Estate Venice FL 08/2009 Present
Non-Variable Insurance Riverside IL 10/2008 Present
Riverside Financial Riverside IL 08/2012 Present
  • 09/2008 → Present
    Raymond James Financial Services
    Glen Ellyn, IL
  • 10/2008 → Present
    Investment Centers Of Illinois
    Glen Ellyn, IL
  • 01/2009 → Present
    Riverside, IL
  • 08/2010 → Present
    Johnson Financial Strategies
    North Riverside, IL
  • 10/2008 → Present
    Next Millennium, Inc.
    Riverside, IL
  • 08/2009 → Present
    N/A - Rental Real Estate
    Venice, FL
  • 10/2008 → Present
    Non-Variable Insurance
    Riverside, IL
  • 08/2012 → Present
    Riverside Financial
    Riverside, IL
Previous Registrations
  • 2007-05-07 → 2008-10-01
    Midwest Financial And Investment Services, Inc.
    Downers Grove, IL
    Elmwood Park, IL
  • 2005-03-28 → 2007-05-10
    Raymond James Financial Services, Inc.
    Roselle, IL
    Elmwood Park, IL
    Monmouth, IL
    Hinsdale, IL
    Roselle, IL
    Chicago, IL
    Chicago, IL
    Union, IL
    Algonquin, IL
    Island Park, IL
    Mchenry, IL
    Long Grove, IL
    Chicago, IL
    Melrose Park, IL
    Downers Grove, IL
    Chicago, IL
    Addison, IL
    Glenview, IL
Other Businesses

(1)Name of Business: Address: 3416 Harlem Ave, Riverside, IL, 34285, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/27/2008 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support company for branch operations (2)Name of Business: NA Address: 3416 Harlem Ave, Riverside, IL, 60546, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 08/24/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Land Lord (3)Name of Business: Next Millennium Address: 3416 Harlem Ave, Riverside, IL, 60546, United States Activity Type: Other Position/Title: Officer - CEO Investment Related: No Start Date: 10/27/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sell tickets and travel packages. Mostly sports tickets (4)Name of Business: Riverside Financial Address: 3416 Harlem Ave, Riverside, IL, 60546, United States Activity Type: Accounting/CPA Position/Title: Other Investment Related: No Start Date: 08/03/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Passive participant in revenue

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-28
S63 Uniform Securities Agent State Law Examination 1986-10-27
  • S65 Uniform Investment Adviser Law Examination
    1997-08-28
  • S63 Uniform Securities Agent State Law Examination
    1986-10-27
Other Names
  • Joe Johnson

View on SEC IAPD

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