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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-11-01
NM RA APPROVED 2021-05-07
CA RA APPROVED 2018-11-02
  • MA RA
    APPROVED
    Since 2024-11-01
  • NM RA
    APPROVED
    Since 2021-05-07
  • CA RA
    APPROVED
    Since 2018-11-02

Branch Locations

Marblehead, MA • United States

3703 Mt Diablo Blvd, Lafayette, CA 94549 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Boston MA 07/2007 10/2017
Unemployed Boston MA 10/2017 03/2018
Pacific Financial Partners Lafayette CA 03/2018 Present
Osaic Wealth, Inc. Lafayette CA 11/2018 Present
  • 07/2007 → 10/2017
    Sii
    Boston, MA
  • 10/2017 → 03/2018
    Unemployed
    Boston, MA
  • 03/2018 → Present
    Pacific Financial Partners
    Lafayette, CA
  • 11/2018 → Present
    Lafayette, CA
Previous Registrations
  • 2018-03-19 → 2018-11-02
    Signator Investors, Inc.
    Lafayette, CA
    Marblehead, MA
  • 2008-01-03 → 2017-11-21
    Signator Investors, Inc.
    Honolulu, HI
    Boston, MA
    Boston, MA
    Bellevue, WA
    N Chesterfield, VA
    Cincinnati, OH
Other Businesses

1) PACIFIC FINANCIAL PARTNERS POSITION: COO NATURE: LLC OSJ of Royal Alliance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/19/2018 ADDRESS: 3703 Mt. Diablo Blvd, Lafayette CA 94549, United States DESCRIPTION: COO for the OSJ 2) JED CHMARA POSITION: Investor NATURE: Sole Proprietorship family activity of buying and rehabbing residentialhousesHouses are then sold by a licensed real estate brokerThis activity does not nor will it ever involve any firm clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2020 ADDRESS: 19 Fieldbrook Rd, Marblehead MA 01945, United States DESCRIPTION: Find properties and have contractors fix the house for resale. At Signator we didn't require Reps to have this approved and when we first joined as I was told a I was ok I revisited thousand was now told that Royal does require this hence my submittal. 3) JED CHMARA POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2024 ADDRESS: 11 Kenneth Road, Marblehead MA 01945, United States DESCRIPTION: Ensurethe management company I hired to manage the property airbnb business is managing effectively

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-13
S63 Uniform Securities Agent State Law Examination 1985-10-30
  • S66 Uniform Combined State Law Examination
    2007-12-13
  • S63 Uniform Securities Agent State Law Examination
    1985-10-30

View on SEC IAPD

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