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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-11-01 |
| NM | RA | APPROVED | 2021-05-07 |
| CA | RA | APPROVED | 2018-11-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | Boston | MA | 07/2007 | 10/2017 |
| Unemployed | Boston | MA | 10/2017 | 03/2018 |
| Pacific Financial Partners | Lafayette | CA | 03/2018 | Present |
| Osaic Wealth, Inc. | Lafayette | CA | 11/2018 | Present |
1) PACIFIC FINANCIAL PARTNERS POSITION: COO NATURE: LLC OSJ of Royal Alliance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/19/2018 ADDRESS: 3703 Mt. Diablo Blvd, Lafayette CA 94549, United States DESCRIPTION: COO for the OSJ 2) JED CHMARA POSITION: Investor NATURE: Sole Proprietorship family activity of buying and rehabbing residentialhousesHouses are then sold by a licensed real estate brokerThis activity does not nor will it ever involve any firm clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2020 ADDRESS: 19 Fieldbrook Rd, Marblehead MA 01945, United States DESCRIPTION: Find properties and have contractors fix the house for resale. At Signator we didn't require Reps to have this approved and when we first joined as I was told a I was ok I revisited thousand was now told that Royal does require this hence my submittal. 3) JED CHMARA POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2024 ADDRESS: 11 Kenneth Road, Marblehead MA 01945, United States DESCRIPTION: Ensurethe management company I hired to manage the property airbnb business is managing effectively
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-30 |
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