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Thomas Miller

Wells Fargo Clearing Services, LLC

Pittsburgh, PA

Sewickley, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-04-04
  • PA RA
    APPROVED
    Since 2024-04-04

Branch Locations

301 Grant St Ste 3600 One Oxford Centre, Pittsburgh, PA 15219 • United States

1606 Carmody Ct Ste 401, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 03/2024
Wells Fargo Clearing Services, Llc North Hills PA 03/2024 Present
Previous Registrations
  • 2011-02-10 → 2024-02-20
    Morgan Stanley
    Pittsburgh, PA
    Pittsburgh, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-08
S63 Uniform Securities Agent State Law Examination 1993-02-02
  • S65 Uniform Investment Adviser Law Examination
    1993-02-08
  • S63 Uniform Securities Agent State Law Examination
    1993-02-02
Other Names
  • Thomas J Miller
  • Thomas Joseph Miller

View on SEC IAPD

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