Michael Andrew Moran

Current Employers

Miami Valley Portfolio Management Inc

475 Arlington Road, Brookville, OH 45309 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2012-07-11
OH	RA	APPROVED	1999-05-26

FL RA
APPROVED

Since 2012-07-11
OH RA
APPROVED

Since 1999-05-26

Branch Locations

475 Arlington Rd, Brookville, OH 45309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stonex Securities Inc	Brookville	OH	01/2015	Present

01/2015 → Present

Stonex Securities Inc

Brookville, OH

Previous Registrations

2015-01-30 → 2017-07-12

Stonex Advisors Inc.

Birmingham, AL
2004-02-02 → 2015-01-30

Wrp Investments, Inc.

Brookville, OH

Dayton, OH

Youngstown, OH

Youngstown, OH

Other Businesses

1)MVP MANAGEMENT INC, 475 ARLINGTON RD, BROOKVILLE, OHIO 45309: CORPORATION, NATURE OF BUS: RIA, TITLE: CCO/CORP SEC/IAR, DUTIES: OPERATIONS, COMPLIANCE & SALES, TIME SPENT: 70%, 2)BEHNKEN FINANCIAL SERVICES, 475 ARLINGTON RD, BROOKVILLE, OH 45309: CORPORATION, NATURE OF BUS: INSURANCE AGENCY-LIFE INS/ANNUITY/LTC/AND HEALTH, TITLE: SALES, PERCENT OF TIME 20%, 3)MIKE MORAN, 475 ARLINGTON RD, BROOKVILLE, OH 45309: PARTNERSHIP, NATURE OF BUS: RENT SMALL FARMLAND, TITLE: PART OWNER, TIME SPENT: 0, 4)Kiwanis Club of Brookville 263 Joanna Street, Brookville, OH 45309 Local community service club Non-investment related Member/director/officer Eat lunch and perform community service-club has very few members-positions are rotated and all members are directors 05/05/09 3 hours spent per month; 2 hours spent during market hours

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-04-27

S63 Uniform Securities Agent State Law Examination

2005-04-27

View on SEC IAPD