Mark Leonard Cohen

Current Employers

Employment History

• 07/2009 → Present
  Lpl Financial, Llc
  Santa Monica, CA
• 07/2010 → Present
  Westside Investment Management, Llc
  Santa Monica, CA

Previous Registrations

• 2009-06-01 → 2009-07-09
  Morgan Stanley
  Beverly Hills, CA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Beverly Hills, CA
• 2003-10-06 → 2007-04-02
  Morgan Stanley Dw Inc.
  Beverly Hills, CA
  Beverly Hills, CA

Other Businesses

1. 1/12/2015 - DBA for LPL Business (entity for LPL business) - Westside Investment Management, Inc. -Investment Related - Santa Monica, CA - Start Date:01/01/2015 - 160 Hrs/Mth - 160 Hrs During Trading. 2. 07/29/2022 - Westside Investment LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 04/01/2022 - 40 Hours Per Month/20 Hours During Securities Trading - I provide investment advisory services through Westside Investment LLC, an independent investment advisor firm. I started this business activity in 07/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/12/2024 - Milldog Inc. - Business Owner - Los Angeles, CA - Not Investment Related - Start Date 11/14/2024 - 1 hour per month/ 0 hours during trading 4) 08/13/2025 - Alipony Racing - Not Investment Related - Other - Business Owner - Start Date:11/29/2011 - 3 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-05-11
• S63 Uniform Securities Agent State Law Examination
  1990-10-02