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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-01-06
  • CA RA
    APPROVED
    Since 2012-01-06

Branch Locations

2099 Gold Street, Alviso, CA 95002-2028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfg Alviso CA 06/2001 08/2021
International Marketing Group Makati 03/2002 10/2016
X-Press Alviso CA 07/2004 Present
Gold Team Llc San Jose CA 10/2004 11/2019
Transamerica Financial Advisors, Inc Alviso CA 01/2012 Present
Nguyen Dynasty, Inc Alviso CA 12/1998 Present
Nja Holdings, Llc Alviso CA 04/2002 Present
Wfgia Alviso CA 08/2021 Present
Wsb Partners, Inc Alviso CA 09/2020 Present
  • 06/2001 → 08/2021
    Wfg
    Alviso, CA
  • 03/2002 → 10/2016
    International Marketing Group
    Makati
  • 07/2004 → Present
    X-Press
    Alviso, CA
  • 10/2004 → 11/2019
    Gold Team Llc
    San Jose, CA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Alviso, CA
  • 12/1998 → Present
    Nguyen Dynasty, Inc
    Alviso, CA
  • 04/2002 → Present
    Nja Holdings, Llc
    Alviso, CA
  • 08/2021 → Present
    Wfgia
    Alviso, CA
  • 09/2020 → Present
    Wsb Partners, Inc
    Alviso, CA
Previous Registrations
  • 2008-11-04 → 2012-01-06
    Investment Advisors International, Inc.
    Alviso, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, LLC., WSB is a co-brand that is used by agents affiliated with World Financial Group Insurance Agency, an insurance agency affiliate of Transamerica Financial Advisors, LLC. World System Builders (WSB) Partners Inc. (WSB-co-brand): 2099 Gold Street, STE 100, P.O. Box 2028, Alviso, CA 95002 | Investment Related | Owner of Co-Brand company, affiliated with WFGIA, but not a WFGIA company. NGUYEN DYNASTY, INC; NOT INVESTMENT RELATED; 2099 GOLD ST, ALVISO CA 95002; CORPORATION WAS SET UP TO MANAGE INCOME & EXPENSES FROM WFG BUSINESS, FOR ACCOUNTING PURPOSES; PRESIDENT; 12/1998; 40 HRS/MONTH; MAKE SURE CORPORATTION MAKES PROFIT NJA HOLDINGS, LLC; INVESTMENT RELATED; 2099 GOLD STREET, ALVISO CA 95002; THE LLC OWNS THE OFFICE BUILDING AT 2099 GOLD STREET FOR WFG BUSINESS. PASS THRU ACCOUNT THAT ACCEPTS THE LEASE PAYMENT FROM US AND THEN PAYS THE MORTGAGE; PRESIDENT; 4/2002; 2 HRS/MONTH; ESTABLISH THE LLC X-PRESS-no/Alviso, CA/WRITER/CONSULTANT-7/2004-I provide ideas, information writing materials for x-press, not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-29
S63 Uniform Securities Agent State Law Examination 1985-10-08
  • S65 Uniform Investment Adviser Law Examination
    2008-10-29
  • S63 Uniform Securities Agent State Law Examination
    1985-10-08
Other Names
  • Xuan Thanh Nguyen

View on SEC IAPD

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