Gary Robert Carlson

Current Employers

Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-12-08
IA	RA	APPROVED	2007-07-25

TX RA
APPROVED_RES

Since 2025-12-08
IA RA
APPROVED

Since 2007-07-25

Branch Locations

Urbandale, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Nations Financial Group Inc	Clive	IA	07/2007	Present

07/2007 → Present

Nations Financial Group Inc

Clive, IA

Previous Registrations

2003-06-23 → 2007-07-23

Vsr Financial Services, Inc.

Clive, IA

Overland Park, KS

Overland Park, KS
1999-01-01 → 2003-07-14

Ameriprise Financial Services, Llc

W Des Moines, IA

Other Businesses

INDEPENDENT INSURANCE AGENT. 14620 HICKORY DR. URBANDALE, IA 50323. IS INVESTMENT RELATED.NATURE OF BUSINESS IS SELLING FIXED, LIFE AND LTC INSURANCE PRODUCTS. POSITION IS INSURANCE AGENT. STARTED 9/1/04. SPEND APPROX 1 HR/MONTH DURING SECURITIES TRADING HRS ON THIS BUSINESS. DUTIES ARE TO SELL FIXED PRODUCTS AND REVIEW EXISTING INSURANCE POLICIES// CARLSON FINANCIAL SERVICES. 14620 HICKORY DR. URBANDALE, IA 50323. IS INVESTMENT RELATED. NATURE OF BUSINESS IS INVESTMENT SERVICES. POSITION IS OWNER. STARTED 7/23/07. APPROX. 140 HOURS/MONTH ON BUSINESS, 6 HOURS/DAY DURING SECURITY TRADING HOURS. DUTIES ARE TO PROVIDE FINANCIAL SERVICES TO CLIENTS

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-09-11

S63 Uniform Securities Agent State Law Examination

1985-09-11

View on SEC IAPD