Eric Lloyd Vogen

Current Employers

Vision Capital & Management

Mooresville, NC • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2004-02-25

NC RA
APPROVED

Since 2004-02-25

Branch Locations

Mooresville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fsc Securities Corp.	Davidson	GA	07/2001	07/2022
Vision Capital & Management	Davidson	NC	05/2001	Present

07/2001 → 07/2022

Fsc Securities Corp.

Davidson, GA
05/2001 → Present

Vision Capital & Management

Davidson, NC

Other Businesses

1) POSITION: Statutory Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2001 ADDRESS: 108 S. Main Street, Suite B, P.O.Box 1750, Davidson NC 28036, United States DESCRIPTION: Insurance

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-02-23
S63	Uniform Securities Agent State Law Examination	1987-10-21

S65 Uniform Investment Adviser Law Examination

2004-02-23
S63 Uniform Securities Agent State Law Examination

1987-10-21

Designations

View on SEC IAPD