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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-22
TN RA APPROVED 2024-01-19
  • FL RA
    APPROVED
    Since 2024-03-22
  • TN RA
    APPROVED
    Since 2024-01-19

Branch Locations

Regus - The Avenue Murfreesboro 2615 Medical Center Pkwy #1560, Murfreesboro, TN 37129 • United States

Odessa, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Co New York NY 08/2000 Present
Osaic Wealth, Inc. Odessa FL 01/2024 Present
  • 08/2000 → Present
    Guardian Life Ins Co
    New York, NY
  • 01/2024 → Present
    Odessa, FL
Previous Registrations
  • 2011-12-15 → 2024-01-19
    Woodbury Financial Services, Inc.
    Murfreesboro, TN
    College Grove, TN
    Murfreesboro, TN
    College Grove, TN
    Murfreesboro, TN
    Odessa, FL
Other Businesses

1) ROBERT M. BECKER POSITION: Insurance Agent NATURE: Insurance - life insurance, disability income,group disability income, and group medical insuranceresidual/renewal commissions received monthly from sales earlier in my career: MONY Life of America, approximately $300 a year received; Ohio National Life, approximately $1,000 per year received; we may occasionally convert an old term policy to apermanent non-variable life policy - this would result in a higher one-time first year commission; Cowan Benefit Group - approximately $1,200 for one group medical insurance plan; Abacus Insurance Group - approximately $250 a year for one group disabilty insurance plan; Baker Birdwell, LLC - approximately $3,000 per year for individual disability income sales and renewals - Standard Life and Principal Financial Group; Unum Insurance company - approximately $6,000 per year in renewal individual disability conracts; Peachtree Planning - approximately $1,200 per year in renewal life and individual disability income contracts INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/15/1985 ADDRESS: 105 Laurel Grove Ct., Murfreesboro TN 37129, United States DESCRIPTION: My role here now is as a servicing life and disability insurance agent for the clients who still have these older contracts. Change of beneficiary, address changes, death claims, etc. is what I help these clients with when needed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-10
S63 Uniform Securities Agent State Law Examination 1985-09-16
  • S66 Uniform Combined State Law Examination
    2011-11-10
  • S63 Uniform Securities Agent State Law Examination
    1985-09-16
Other Names
  • Mike Becker

View on SEC IAPD

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