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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| VA | RA | APPROVED | 2013-03-07 |
Branch Locations
901 East Byrd Street Suite 2000, Richmond, VA 23219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Richmond | VA | 07/2011 | Present |
691673- Founders Ridge Homes LLC; Investment related: Yes; Midlothian, Virginia; Construction/Engineering; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2026; During business hours: 0; After business hours: 2; Administrative:Accounting/Bookkeeping:Check Signing/Funds Disbursements
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-14 |
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