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Judith Lynn Staufer

Morgan Stanley

Richmond, VA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
VA RA APPROVED 2013-03-07
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • VA RA
    APPROVED
    Since 2013-03-07

Branch Locations

901 East Byrd Street Suite 2000, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Richmond VA 07/2011 Present
  • 07/2011 → Present
    Morgan Stanley Smith Barney
    Richmond, VA
Other Businesses

691673- Founders Ridge Homes LLC; Investment related: Yes; Midlothian, Virginia; Construction/Engineering; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2026; During business hours: 0; After business hours: 2; Administrative:Accounting/Bookkeeping:Check Signing/Funds Disbursements

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-06
S63 Uniform Securities Agent State Law Examination 1985-10-14
  • S66 Uniform Combined State Law Examination
    2013-03-06
  • S63 Uniform Securities Agent State Law Examination
    1985-10-14
Other Names
  • Judi Avoli
  • Judith Lynn Avoli

View on SEC IAPD

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