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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-03 |
| IL | RA | APPROVED | 2023-11-03 |
| IN | RA | APPROVED | 2023-11-03 |
| VA | RA | APPROVED | 2023-11-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Homemaker In Chicago, Il | Chicago | IL | 01/2002 | Present |
| Fsc Securities Corporation | Chicago | IL | 07/2011 | 11/2023 |
| Osaic Wealth, Inc. | Chicago | IL | 11/2023 | Present |
1. CHICAGO ARTISTS COALITION POSITION: Treasurer NATURE: This is a non profit organization whose mission is to serve emerging artists in Chicago. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/21/2009 ADDRESS: 2130 W. Fulton St., Chicago IL 60612, United States DESCRIPTION: Monitor financials, help prepare budget, help guide strategy, help with fundraising
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-29 |
| S65 | Uniform Investment Adviser Law Examination | 1996-02-29 |
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