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Current Employers
Cape Investment Advisory, Inc.

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-10-14
  • FL RA
    APPROVED
    Since 2022-10-14

Branch Locations

Riverview, FL • United States

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bachmann Financial Group Bradenton FL 08/2015 Present
Questar Capital Corporation Minneapolis MN 02/2016 09/2016
Questar Asset Management Minneapolis MN 02/2016 09/2016
Global Financial Private Capital, Llc Sarasota FL 09/2016 10/2017
Gf Investment Services, Llc Sarasota FL 09/2016 10/2017
Intervest International Equities Corp Colorado Springs CO 02/2018 08/2022
American Global Wealth Management, Inc. Mcdonough GA 08/2022 Present
Cape Investment Advisory, Inc. Mcdonough GA 08/2022 Present
Cape Securities Inc Mcdonough GA 12/2024 12/2025
First Asset Financial Salina KS 08/2026 Present
  • 08/2015 → Present
    Bachmann Financial Group
    Bradenton, FL
  • 02/2016 → 09/2016
    Questar Capital Corporation
    Minneapolis, MN
  • 02/2016 → 09/2016
    Questar Asset Management
    Minneapolis, MN
  • 09/2016 → 10/2017
    Global Financial Private Capital, Llc
    Sarasota, FL
  • 09/2016 → 10/2017
    Gf Investment Services, Llc
    Sarasota, FL
  • 02/2018 → 08/2022
    Intervest International Equities Corp
    Colorado Springs, CO
  • 08/2022 → Present
    American Global Wealth Management, Inc.
    Mcdonough, GA
  • 08/2022 → Present
    Mcdonough, GA
  • 12/2024 → 12/2025
    Cape Securities Inc
    Mcdonough, GA
  • 08/2026 → Present
    First Asset Financial
    Salina, KS
Previous Registrations
  • 2018-03-13 → 2022-08-02
    Intervest International, Inc.
    Riverview, FL
    Colorado Springs, CO
  • 2016-10-05 → 2017-10-02
    Global Financial Private Capital, Inc.
    Sarasota, FL
  • 2016-02-04 → 2016-09-29
    Questar Asset Management, Inc.
    Bradenton, FL
    Minneapolis, MN
Other Businesses

1.) Bachmann Financial Group; 13325 Orca Sound Rd, Riverview, FL 33579; Insurance Brokerage and Consulting; Owner; Start date 8/1/2015; Non-investment related; Spend Approx. 25 hours per week

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-10-24
  • S63 Uniform Securities Agent State Law Examination
    1985-10-24
Designations

View on SEC IAPD

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