Robert Leroy Shipp

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2018-11-02

OH RA
APPROVED

Since 2018-11-02

Branch Locations

Ada, OH • United States

445 Hutchinson Ave Suite 800, Columbus, OH 43235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Signator Investors, Inc.	Columbus	OH	07/1985	11/2018
Osaic Wealth, Inc.	Columbus	OH	11/2018	Present

07/1985 → 11/2018

Signator Investors, Inc.

Columbus, OH
11/2018 → Present

Osaic Wealth, Inc.

Columbus, OH

Previous Registrations

2003-01-21 → 2018-11-02

Signator Investors, Inc.

Lima, OH

Lima, OH

Columbus, OH

Other Businesses

SIGNATURE FINANCIAL GROUP, LLC POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 06/01/1985 ADDRESS: 445 Hutchinson Avenue, Ste 800, Columbus OH 43235, United States DESCRIPTION: Sales/Marketing of Fixed annuities and Non-Variable Insurance SIGNATURE FINANCIAL GROUP, LLC POSITION: I conduct investment and insurance business under this business name. NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/1985 ADDRESS: 445 Hutchinson Avenue, Ste 800, Columbus OH 43235, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-21
S63	Uniform Securities Agent State Law Examination	1993-11-19

S65 Uniform Investment Adviser Law Examination

1999-09-21
S63 Uniform Securities Agent State Law Examination

1993-11-19

View on SEC IAPD