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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-03-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Charlotte | NC | 12/2014 | 11/2016 |
| Synovus Securities, Inc. | Atlanta | GA | 12/2016 | 08/2018 |
| Globalt Investments (168405) | Atlanta | GA | 12/2016 | 08/2018 |
| Cetera Wealth Services, Llc | Atlanta | GA | 08/2018 | Present |
| Cetera Advisors Llc | Denver | CO | 08/2018 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2018 | Present |
| First Allied Securities, Inc. (Fasi) | San Diego | CA | 08/2018 | 09/2022 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 08/2018 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2018 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | Present |
| Avantax Investment Services | Atlanta | GA | 01/2024 | 09/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-08 |
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