Mark Hanley Faler

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-07-16
UT	RA	APPROVED	2004-02-26

TX RA
APPROVED_RES

Since 2019-07-16
UT RA
APPROVED

Since 2004-02-26

Branch Locations

Bountiful, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Bountiful	UT	10/2003	Present

10/2003 → Present

Linsco/Private Ledger Corp.

Bountiful, UT

Other Businesses

1. 3/19/2004 - NON-VARIABLE INSURANCE - OUTSIDE SALES OF NON-VARIABLE INSURANCE 2. 11/16/2011 - DBA ONLY - KEYSTONE WEALTH MANAGNENT & ESTATE PLANNING 3. 11/25/2014: OTHER - NOTARY PUBLIC - INVESTMENT RELATED - 1 HOUR PER MONTH - BOUNTIFUL, UT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-02-24
S63	Uniform Securities Agent State Law Examination	1985-10-01

S65 Uniform Investment Adviser Law Examination

2004-02-24
S63 Uniform Securities Agent State Law Examination

1985-10-01