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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2023-03-03 |
| GA | RA | APPROVED | 2020-10-28 |
| MI | RA | APPROVED | 2020-10-02 |
| TX | RA | APPROVED | 2020-10-02 |
Branch Locations
4353 Tilly Mill Rd Suite 225, Atlanta, GA 30360 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Atlanta | GA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 11/2016 | 10/2020 |
| Wells Fargo Advisors Financial Network, Llc | Atlanta | GA | 10/2020 | Present |
ROWLAND HAZARD HOLDINGS LLC, INV RELATED, DORAVILLE, GA, 50% OWNERSHIP, START 4/1/2020, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.; BRODA ENTERPRISES LTD, INV RELATED, ATLANTA, GA, 100% OWNERSHIP, START 10/5/2020, 1 HOUR PER MONTH, ZERO DURING TRADING, EARNINGS FROM FINET PRACTICE.; CROSSROADS WEALTH MANAGEMENT GROUP LLC, INV RELATED, ATLANTA, GA, 50% OWNERSHIP, START 10/5/2020, 40 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.; CO-TRUSTEE FOR CROSSROADS WEALTH MANAGEMENT 401K, INV RELATED, ATLANTA, GA, START: 5/16/2022, 1 HR/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-08 |
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