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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 1988-06-27 |
| TX | RA | APPROVED_RES | 1985-11-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Las Cruces | NM | 07/1985 | Present |
| Bank Of America,Na | Las Cruces | NM | 09/2009 | Present |
I*839274 For profit or not for profit: Entity For Profit Name of outside business organization: JK Investment Properties Investment related: No Address of business: Las Cruces, New Mexico, 88005 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 1/1/2021 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: Rental income. Collect rent. I*73500 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CUST POA INVESTMENT RELATED: YES ADDRESS OF BUSINESS: LAS CRUCES, NEW MEXICO 88011 NATURE OF BUSINESS: OTHER,CUST ACCT POSITION, TITLE, ASSOCIATION: OTHER, POA START DATE OF RELATIONSHIP: 7/9/2014 NUMBER OF HOURS DEVOTED: 1 HOUR QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: THIS IS A CUST ACCT FOR MY STEP DAUGHTER. I HAVE A POA. I*137617 For profit or not for profit: For-Profit Organization Name of outside business organization: The Diamond Barrel Ranch Investment related: No Address of business: Las Cruces, New Mexico 88011 Nature of business: LLC Position, title, association: Family Held Start date of relationship: 4/25/2021 Number of hours devoted: 10 hours Annually Number of hours devoted during trading hours: 0 Duties: I purchased 2.5 acres of land and plan to rent the land to my kids grandmother. My daughter does rodeos with her Grandma. Grandma has horses and needed a place to keep them, after she moved to Truth or Consequences NM. She will pay the LLC rent. I*1406250 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: No Address of business: Las Cruces, New Mexico, 88011 Position, title, association: Sole owner Start date of relationship: 7/25/2023 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 Duties: I*437874, Entity Type: Entity For Profit, Name of OBA: KJ IRA, Address: Las Cruces, New Mexico 88011, Investment Related: Y, Position, Title, Association: Other, Employee Start Date: 04/27/2017, No Hours: 1, No Hours during trading: 1, Duties: Power of Attorney to assist her with the investment management of her IRA. I*: 2210262 Entity Type: For Profit Name of OBA: JJ Homes Address: Las Cruces, NM 88005 Investment Related: No Position, Title, Association: Owner Employee Start Date: 3/17/2025 Number of Hours: 1 hr wkly Number of Hours during trading: 0 Duties: Rental Income Help pay the bills when the rental income falls short
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-30 |
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