Charles Louis Dennis

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2026-07-07
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2020-04-02
NJ	RA	APPROVED	2012-01-27

SC RA
APPROVED

Since 2026-07-07
NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2020-04-02
NJ RA
APPROVED

Since 2012-01-27

Branch Locations

One Penn Plaza 43Rd Floor, New York, NY 10119 • United States

Hilton Head Island, SC • United States

Basking Ridge, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	New York	NY	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

New York, NY
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-05-15
S63	Uniform Securities Agent State Law Examination	1985-10-08

S65 Uniform Investment Adviser Law Examination

1992-05-15
S63 Uniform Securities Agent State Law Examination

1985-10-08

Designations