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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-06 |
| KY | RA | APPROVED | 2020-07-30 |
Branch Locations
44 Public Square, Somerset, KY 42501 • United States
4969 Us Hwy 42 Suite 1600, Louisville, KY 40222 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Louisville | KY | 02/2013 | Present |
(1)Name of Business: Lindsey & Elliott Co. Address: P.O. Box 902, Pikeville, KY, 41502, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 01/01/1982 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have some ownership/working interest in company with a % ownership of some oil and gas wells. The ownership applies to my 1988 Robert S. Elliott Trust and the 2007 Robert.S. Elliott Trust (2)Name of Business: W.E. Elliott Jr. Trustee Address: 6404 US HWY 42, Louisville, KY, 40241, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 01/01/1982 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Family Business (No Physical Responsibility) - I have a financial responsibility. Inherited from Grandfather. I have a working and royalty interest in this company both in my name personally and thru my 1988 Trust.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-15 |
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