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David Edward Miazgowicz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington Hills, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-04
  • MI RA
    APPROVED
    Since 2010-05-04

Branch Locations

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Livonia MI 10/2009 Present
Bank Of America, Na Farmington Hills MI 12/2009 Present
Previous Registrations
  • 2008-10-24 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Livonia, MI
  • 2004-05-07 → 2008-10-24
    Lasalle Financial Services, Inc.
    Livonia, MI
    Farmington Hills, MI
    Chicago, IL
    Livonia, MI
    Northville, MI
    Livonia, MI
    Redford Twp, MI
    Redford Twp, MI
    Dearborn, MI
    Redford Twp, MI
    Farmington Hills, MI
    Redford Township, MI
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-02-10
S63 Uniform Securities Agent State Law Examination 1985-10-22
  • S65 Uniform Investment Adviser Law Examination
    2003-02-10
  • S63 Uniform Securities Agent State Law Examination
    1985-10-22
Other Names
  • David E Miazgowicz

View on SEC IAPD

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