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1 Information Way Suite 200, Little Rock, AR 72202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-03 |
| AR | RA | APPROVED | 2019-04-01 |
Branch Locations
1 Information Way Suite 200, Little Rock, AR 72202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc | Little Rock | AR | 01/2009 | 03/2019 |
| Bass And Bell, Inc. | Little Rock | AR | 04/2019 | Present |
(1) WOJO LLC ADDRESS: LITTLE ROCK, AR NATURE OF THE BUSINESS: BUSINESS OWNER POSITION/TITLE: OFFICER - CEO INVESTMENT RELATED: NO START DATE: 04/01/2011 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 1 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: CONSULT AND LAUNCH A SINGLE PRODUCT SPORTS ACCESSORY BUSINESS (2) VARIOUS INSURANCE COMPANIES ADDRESS: LITTLE ROCK, AR NATURE OF THE BUSINESS: INSURANCE SALES POSITION/TITLE: LICENSED INSURANCE AGENT INVESTMENT RELATED: YES START DATE: 04/01/2019 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 4 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 4 DESCRIPTION OF DUTIES: SELL NON-VARIABLE INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-06 |
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